UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Administrative Proceeding File No. 3-14909

In the Matter of OppenheimerFunds, Inc. and OppenheimerFunds Distributor, Inc.
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Important Dates:
  • Recovery Period for Eligible Champion Securities:
    January 28, 2008 through and including December 31, 2008
  • Recovery Period for Eligible Core Securities:
    November 14, 2008 through and including December 31, 2008
  • Claim Filing Postmark Deadline:
    July 20, 2014
Nominees

If you are a broker, bank, or other nominee that held Eligible Champion Securities or Eligible Core Securities during the Recovery Period, for the beneficial interest of a person or entity other than yourself, you may have previously provided a list of names and addresses of such beneficial owners in connection with the Class Actions.

If you did not previously submit names and addresses of potentially eligible Claimants, you are instructed to submit the names and addresses of Potentially Eligible Claimants to the Fund Administrator, no later than ten (10) calendar days from receipt of the Distribution Plan Notice.

If you are providing a list of names and addresses to the Fund Administrator:

  1. Compile a list of names and last known addresses of beneficial owners that held Eligible Champion Securities or Eligible Core Securities during the Recovery Period.
    1. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.
    2. Then you must either:
      1. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:
        Oppenheimer Fair Fund
        Fund Administrator
        PO Box 3770
        Portland, OR 97208-3770
      2. Email the spreadsheet to info@oppenheimerfairfunddistribution.com; or
      3. Upload the spreadsheet here

If you are mailing the Notice and Proof of Claim Form to beneficial owners:

Request the needed number of copies of the Distribution Plan Notice and Proof of Claim Form via email to info@oppenheimerfairfunddistribution.com. You must mail the Distribution Plan Notice and Proof of Claim Form to the beneficial owners within seven (7) calendar days of your receipt of the packets.

If you have any questions, contact the Fund Administrator at info@oppenheimerfairfunddistribution.com or by calling 888-286-0552.

If you are filing electronic claims:

A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by following the instructions below.

Click here to download the Proof of Claim Form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Proof of Claim Form and completed spreadsheet online here:


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